Legal Risks of Applying Artificial Intelligence as Robo-advisors: International Experiences and Suggestions for Vietnam

Dublin Core

Title

Legal Risks of Applying Artificial Intelligence as Robo-advisors: International Experiences and Suggestions for Vietnam

Creator

Nguyen Minh Thu

Proceedings Item Type Metadata

meta_title

Legal Risks of Applying Artificial Intelligence as Robo-advisors: International Experiences and Suggestions for Vietnam

Abstract/Description

The rise of AI has revolutionized finance, particularly with robo-advisors, offering cost-effective, accessible, and unbiased investment advice. However, this integration presents significant legal hurdles, including liability for financial losses, data protection, algorithmic manipulation, and regulatory gaps. While some nations have established risk-mitigation regulations, Vietnam's user protection framework remains nascent. This paper analyzes the legal risks of AI in virtual financial advisory, comparing Singapore's regulatory model with Vietnam's. It proposes evidence-based policy solutions to optimize the governance and management of these advisors, thereby fostering the advancement of Vietnam's financial market within the ambit of digital transformation.

publication_date

2025/06/20

pdf_url

https://insyma.org/proceedings/files/articles/13. Vietnam_Nguyen Minh Thu.pdf

abstract_html_url

https://insyma.org/proceedings/items/show/501

keywords

Legal risks, AI, robo-advisors, Vietnam, financial technology.

firstpage

1164

lastpage

1170

issn

3047-857X

conference

Proceedings of the International Symposium on Management (Volume 21, 2024)

Volume

22

publisher_name

Fakultas Bisnis dan Ekonomika, Universitas Surabaya

Author #1

Nguyen Minh Thu

Author #2

Dang Thi Xuan

Author #3

Tran Vu Duc Hung

no article

189

authors

Nguyen Minh Thu, Dang Thi Xuan, Tran Vu Duc Hung

Files

13. Vietnam_Nguyen Minh Thu.pdf

Citation

Nguyen Minh Thu, “Legal Risks of Applying Artificial Intelligence as Robo-advisors: International Experiences and Suggestions for Vietnam,” Proceedings of the International Symposium on Management (INSYMA), accessed July 1, 2025, https://insyma.org/proceedings/items/show/501.

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